Trusted SEBI Registered Investment Adviser
✔ Regulated by SEBI
✔ Transparent & compliant
✔ 0% Commissions on investments
✔ Your interest is the only interest we serve
Thinkfinny Tech Labs Pvt Ltd.
Our Registration Details
This page contains the regulatory disclosures - investor information, complaints details, compliance audit status, and grievance redressal details required for display on the website of a SEBI-registered Investment Adviser.
Non-Individual
From 07/08/2025
INA000020873
Thinkfinny Tech Labs Pvt Ltd.
Our Registration Details
This page contains the regulatory disclosures - investor information, complaints details, compliance audit status, and grievance redressal details required for display on the website of a SEBI-registered Investment Adviser.
Non-Individual
From 07/08/2025
INA000020873
Monthly Complaints Disclosure
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Feb 2026
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Jan 2026
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Dec 2025
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Nov 2025
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Feb 2026
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Dec 2025
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Jan 2026
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Nov 2025
*This information is updated monthly by the 7th of the every month, in accordance with regulatory requirements
Anual Audit Details
FINANCIAL YEAR
YEAR 25-26
AUDIT STAUS
YEAR IN PROGRESS
REMARKS
NA
Monthly Complaints Disclosure
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Feb 2026
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Jan 2026
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Dec 2025
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Nov 2025
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Feb 2026
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Dec 2025
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Jan 2026
Opening Balance: 0
New Complaints: 0
Resolved: 0
Pending: 0Nov 2025
*This information is updated monthly by the 7th of the every month, in accordance with regulatory requirements
Anual Audit Details
FINANCIAL YEAR
YEAR 25-26
AUDIT STAUS
YEAR IN PROGRESS
REMARKS
NA
Grievance Redressal
Principal Officer
Overall in charge of operations
principal.officer@finny.club
7676515101
Grievance Officer
Handling complaints and compliance issues
grievance.officer@finny.club
9945283388
Principal Officer
Overall in charge of operations
principal.officer@finny.club
7676515101
Grievance Officer
Handling complaints and compliance issues
grievance.officer@finny.club
9945283388
Grievance Redressal
Principal Officer
Overall in charge of operations
principal.officer@finny.club
7676515101
Grievance Officer
Handling complaints and compliance issues
grievance.officer@finny.club
9945283388
Investor Charter
Vision & Mission
Vision
To enable investors to invest with knowledge, clarity, and confidence.
Mission
At Finny, we aim to empower every investor to choose the right investment products based on their needs, track progress toward their goals, access transparent reports, and achieve long-term financial well-being.
Our Responsibilities as an Investment Adviser
Finny is committed to:
Entering into a formal agreement with clients, clearly outlining services, fees, and conflict of interest disclosures
Conducting unbiased risk profiling and suitability assessments
Maintaining strict confidentiality of client information
Publishing complaint status and disclosures on our website
Displaying SEBI registration details, contact information, and associated SEBI office details
Employing only qualified and certified professionals
Communicating with clients only through official channels
Maintaining proper records of all client interactions (including pre-onboarding)
Ensuring all communications and advertisements comply with SEBI regulations
Providing services fairly and without discrimination
Services Provided to Investors
Onboarding
Sharing agreement copies
Completing KYC requirements
Disclosures
Full transparency on business practices, affiliations, and compensation
Disclosure of risk profile and conflicts of interest
Disclosure on the use of AI tools in advisory (if applicable)
Advisory Services
Providing advice based on client risk profile and suitability
Maintaining honesty, integrity, and transparency
Clearly communicating risks, costs, and obligations
Offering caution and guidance for complex/high-risk products
Data & Privacy
Ensuring confidentiality of client data unless required by law or with consent
Service Standards
Clearly defining timelines for services and adhering to them
Grievance Redressal Mechanism
At Finny, we are committed to resolving investor grievances promptly.
Step 1: Contact Finny
Investors can reach out directly for complaint resolution.
All grievances will be addressed as soon as possible and within 21 days.
Step 2: SEBI SCORES Platform
If unresolved, complaints can be filed via:
SCORES 2.0 (SEBI’s centralized grievance platform)
Step 3: Escalation
First review: Investment Adviser Administration and Supervisory Body (IAASB)
Second review: Securities and Exchange Board of India
Step 4: Online Dispute Resolution
Investors may use the SMART ODR platform for conciliation or arbitration
Physical Complaints
Office of Investor Assistance and Education
SEBI Bangalore - No. 4, 2nd Floor, Jeevan Mangal, Residency Road, Bengaluru - 560025, Karnataka
Rights of Investors
As a Finny investor, you have the right to:
Privacy and confidentiality
Transparent and fair practices
Adequate and timely information
Clear disclosure of risks, costs, and services
Fair grievance redressal within defined timelines
Suitability-based investment advice
Exit advisory services as per agreement terms
Receive caution for complex/high-risk investments
Access services inclusively (including for differently-abled individuals)
Provide feedback on services
Protection against unfair or coercive clauses
Responsibilities of Investors
Do’s
Deal only with SEBI-registered Investment Advisers
Verify registration number and credentials
Pay advisory fees only through official banking channels
Ensure proper risk profiling before accepting advice
Read agreements and terms carefully
Ask questions and understand risks before investing
Stay vigilant and report suspicious activity
Use official grievance channels when required
Don’ts
Do not fall for stock tips or guaranteed return schemes
Do not transfer funds to the Investment Adviser
Avoid decisions based on rumors, messages, or pressure
Do not share login credentials or sensitive financial information
Do not invest in products that don’t match your risk profile
Investor Charter
Vision & Mission
Vision
To enable investors to invest with knowledge, clarity, and confidence.
Mission
At Finny, we aim to empower every investor to choose the right investment products based on their needs, track progress toward their goals, access transparent reports, and achieve long-term financial well-being.
Our Responsibilities as an Investment Adviser
Finny is committed to:
Entering into a formal agreement with clients, clearly outlining services, fees, and conflict of interest disclosures
Conducting unbiased risk profiling and suitability assessments
Maintaining strict confidentiality of client information
Publishing complaint status and disclosures on our website
Displaying SEBI registration details, contact information, and associated SEBI office details
Employing only qualified and certified professionals
Communicating with clients only through official channels
Maintaining proper records of all client interactions (including pre-onboarding)
Ensuring all communications and advertisements comply with SEBI regulations
Providing services fairly and without discrimination
Services Provided to Investors
Onboarding
Sharing agreement copies
Completing KYC requirements
Disclosures
Full transparency on business practices, affiliations, and compensation
Disclosure of risk profile and conflicts of interest
Disclosure on the use of AI tools in advisory (if applicable)
Advisory Services
Providing advice based on client risk profile and suitability
Maintaining honesty, integrity, and transparency
Clearly communicating risks, costs, and obligations
Offering caution and guidance for complex/high-risk products
Data & Privacy
Ensuring confidentiality of client data unless required by law or with consent
Service Standards
Clearly defining timelines for services and adhering to them
Grievance Redressal Mechanism
At Finny, we are committed to resolving investor grievances promptly.
Step 1: Contact Finny
Investors can reach out directly for complaint resolution.
All grievances will be addressed as soon as possible and within 21 days.
Step 2: SEBI SCORES Platform
If unresolved, complaints can be filed via:
SCORES 2.0 (SEBI’s centralized grievance platform)
Step 3: Escalation
First review: Investment Adviser Administration and Supervisory Body (IAASB)
Second review: Securities and Exchange Board of India
Step 4: Online Dispute Resolution
Investors may use the SMART ODR platform for conciliation or arbitration
Physical Complaints
Office of Investor Assistance and Education
SEBI Bangalore - No. 4, 2nd Floor, Jeevan Mangal, Residency Road, Bengaluru - 560025, Karnataka
Rights of Investors
As a Finny investor, you have the right to:
Privacy and confidentiality
Transparent and fair practices
Adequate and timely information
Clear disclosure of risks, costs, and services
Fair grievance redressal within defined timelines
Suitability-based investment advice
Exit advisory services as per agreement terms
Receive caution for complex/high-risk investments
Access services inclusively (including for differently-abled individuals)
Provide feedback on services
Protection against unfair or coercive clauses
Responsibilities of Investors
Do’s
Deal only with SEBI-registered Investment Advisers
Verify registration number and credentials
Pay advisory fees only through official banking channels
Ensure proper risk profiling before accepting advice
Read agreements and terms carefully
Ask questions and understand risks before investing
Stay vigilant and report suspicious activity
Use official grievance channels when required
Don’ts
Do not fall for stock tips or guaranteed return schemes
Do not transfer funds to the Investment Adviser
Avoid decisions based on rumors, messages, or pressure
Do not share login credentials or sensitive financial information
Do not invest in products that don’t match your risk profile
